Axion Strategies

Investment Disclosures

Last updated: January 1, 2024

Important Notice

The following disclosures contain important information about the risks and limitations associated with investment advisory services provided by Axion Strategies Fund. Please read these disclosures carefully before making any investment decisions.

General Investment Risks

All investments involve risk, including the potential loss of principal. Past performance is not indicative of future results.

Investment returns and principal value will fluctuate, and you may have a gain or loss when you sell your investments. There is no guarantee that any investment strategy will achieve its objectives or avoid losses. Diversification does not ensure a profit or protect against loss in declining markets.

Specific Risk Factors

Market Risk

The value of investments may decline due to general market conditions, economic factors, or events affecting particular industries or companies.

Credit Risk

Fixed income investments are subject to the risk that the issuer may default on principal or interest payments, or that the credit quality of the issuer may deteriorate.

Interest Rate Risk

Bond prices generally move in the opposite direction of interest rates. Rising interest rates may cause the value of fixed income investments to decline.

Liquidity Risk

Some investments may be difficult to sell quickly at a fair price, particularly during periods of market stress or for alternative investments.

Currency Risk

International investments are subject to currency fluctuations that may affect investment returns when converted to the base currency.

Regulatory Disclosures

SEC Registration: Axion Strategies Fund is a registered investment advisor with the Securities and Exchange Commission. Registration does not imply a certain level of skill or training.

Form ADV: Our Form ADV Part 2A (Firm Brochure) and Part 2B (Brochure Supplement) are available upon request and contain important information about our services, fees, and conflicts of interest.

Accredited Investors Only: Our investment strategies are available only to accredited investors as defined by Rule 501 of Regulation D under the Securities Act of 1933.

Fee Disclosures

Investment advisory fees are described in detail in our Form ADV Part 2A and client agreements. Fees may include management fees, performance fees, and other expenses. These fees will reduce your investment returns.

We may receive compensation from third parties in connection with client investments. Any such arrangements are disclosed in our Form ADV and client agreements.

Conflicts of Interest

We have various conflicts of interest that are described in detail in our Form ADV Part 2A. These may include personal trading, allocation of investment opportunities, and relationships with service providers.

We have policies and procedures designed to address these conflicts and ensure that client interests are prioritized in accordance with our fiduciary duties.

Jurisdictional Restrictions

Jurisdictional restrictions may apply. Our services may not be available in all jurisdictions.

This website and the information contained herein are not intended for distribution to, or use by, any person or entity in any jurisdiction where such distribution or use would be contrary to local law or regulation. It is your responsibility to ensure compliance with applicable laws and regulations in your jurisdiction.

Forward-Looking Statements

This website may contain forward-looking statements based on current expectations and assumptions. These statements involve risks and uncertainties, and actual results may differ materially from those expressed or implied. We undertake no obligation to update forward-looking statements.

Contact Information

For questions about these disclosures or to request additional information, please contact us at:

Email: compliance@axionstrategiesfund.com
Phone: +1 (555) 123-4567
Address: 123 Financial District, New York, NY 10004